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Securities and Futures Commission
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#	Item
881	Application No. 10 of[removed]IN THE SECURITIES AND FUTURES APPEALS TRIBUNAL IN THE MATTER OF a Decision made by the Add to Reading List Source URL: www.sfat.gov.hk Language: English - Date: 2008-09-22 03:24:01 Securities and Futures Commission Short Futures contract Financial system Finance Financial regulation Financial economics
882	DOC Document Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-03-30 03:54:02 Securities Hong Kong Exchanges and Clearing Securities and Futures Commission CCASS Hong Kong Stock Exchange Clearing house Futures contract Settlement Economy of Hong Kong Financial economics Finance
883	CONSULTATION CONCLUSIONS ON THE REGULATION OF SPONSORS AND INDEPENDENT FINANCIAL ADVISERS October 2004 Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-08-17 02:40:11 Business Investment Financial services Securities Independent Financial Adviser Hong Kong Exchanges and Clearing Initial public offering Prospectus Securities and Futures Commission Financial economics Finance Stock market
884	Abbreviations used in this report AI – Authorised institution IA Add to Reading List Source URL: www.hkma.gov.hk Language: English - Date: 2011-08-10 07:49:11 Finance Hong Kong Monetary Authority Securities Clearing House Automated Transfer System Clearing house Securities and Futures Commission The Hongkong and Shanghai Banking Corporation JETCO Clearing Economy of Hong Kong Banks Bank of China
885	Microsoft Word - GEM amendments _sponsors__final_.doc Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-27 02:37:02 Security Futures contract Listing Rules Finance United States securities law Growth Enterprise Market SEC filings United States Securities and Exchange Commission Stock market Financial economics Investment
886	For discussion on 15 November 2000 EC[removed]ITEM FOR ESTABLISHMENT SUBCOMMITTEE Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2005-08-10 06:41:56 Finance Securities and Futures Commission Deposit insurance Hong Kong Insurance Money laundering Investment Financial regulation Financial economics
887	Microsoft Word - III-5.doc Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:30 Financial services Collective investment schemes Institutional investors Financial adviser Securities and Futures Commission Mutual fund U.S. Securities and Exchange Commission Investment Advisers Act Hedge fund Financial economics Investment Finance
888	Guidelines I.5 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY I.5 Guidelines on Application for Approval of Constituent Funds Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:39 Finance Collective investment schemes Funds Mandatory Provident Fund Securities and Futures Commission Financial economics Investment Financial services
889	Microsoft Word - III.2 - Eng Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:29 Financial services Collective investment schemes Institutional investors Funds Mutual fund Securities and Futures Commission Securities and Exchange Board of India Act Qualified institutional placement Financial economics Investment Finance
890	Microsoft Word - e_hc1013cb2-49-5-e Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2008-10-21 05:07:22 Securities and Futures Commission Government Banks Financial services Lehman Brothers Shearson Lehman/American Express Martin Wheatley

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